Preliminary Guidance document for Authorisation and Licensing of Sand Mining / Gravel Extraction, in terms of Impacts on Instream and Riparian Habitats

L. Hill & C.J. Kleynhans

IWQS

March 1999

 

 

 

1. Introduction

Mining is of great importance to the South African economy. It should however be recognised that the processes of prospecting, extracting, concentrating, refining and transporting minerals have great potential for disrupting the natural environment (Rabie et al., 1994). The environmental effects caused by the mining of sand from a river, is no exception, often causing adverse impacts to biota and their habitats.

The Department considers fresh water aquatic ecosystems to be "the base from which the [water] resource is derived" (DWAF, 1994). Because we depend on many services provided by healthy aquatic ecosystems, these ecosystems, as the resource base, must be effectively protected and managed to ensure that our water resources remain fit for the different water uses on a sustained basis (DWAF, 1996). The establishment of the Ecological Reserve is an important step in this direction since, under previous legislation, there was only limited provision to reserve a quantity of water for environmental protection purposes (DWAF, 1997).

As stated in the White Paper on a National Water Policy for South Africa (1997), effective resource protection requires two separate sets of measures. The first are resource-directed measures, which set clear objectives for the desired level of protection for each resource. The second are source-directed controls which aim to control what is done to the water resource - by way of registration of sources of impact, standards for waste discharges, best management practices, permits and impact assessments - so that the resource protection objectives are achieved.

Damage to resources, other than pollution such as habitat destruction, will be controlled by means of regulatory measures which will be introduced where appropriate (DWAF, 1997).

The objective of this document is to:

The recommendations made in this document are intended as guidance for decision- makers who are specifically involved in the review of sand mining and gravel extraction projects to:

This document further intends to complement existing documentation of the Department of Minerals and Energy Affairs to ensure adequate protection of aquatic ecosystems in line with the Water Act and resource quality objectives, namely:

 

2. Impacts of sand mining / gravel EXTRACTION on riverine habitats AND BIOTA

Extraction of alluvial material from within or near a streambed has a direct impact on the stream’s physical habitat characteristics. These characteristics include channel geometry, bed elevation, substrate composition and stability, instream roughness elements (large woody debris, boulders, etc.) depth, velocity, turbidity, sediment transport, stream discharge and temperature. Altering these habitat characteristics can have deleterious impacts on both instream biota and the associated riparian habitat.

The detrimental effects to biota resulting from bed material mining are caused by three main processes: (1) alteration of the flow patterns resulting from modification of the river bed, (2) an excess of suspended sediment and (3) damage to riparian vegetation and instream habitat. The disturbance activities can also disrupt the ecological continuum in many ways. Local channel changes can propagate impacts upstream or downstream and can trigger lateral changes. Alterations of the riparian zone can result in changes in channel conditions that can impact aquatic ecosystems in a similar way as some inchannel activities.

The interconnectedness of channels and riparian systems requires the simultaneous evaluation of potential disruptions of the riparian zone and channel activities. For example, aggregate mining involves the channel and boundary but requires land access and material storage that could adversely affect riparian zones e.g. construction and access roads (NMFS, 1998).

The potential impacts of sand mining and gravel extraction operations on instream and riparian habitat of riverine systems and the subsequent impact on riverine biota are summarised below (Smith & Collis, 1993).

 

2.1 Kinds of sand mining / gravel extraction operations

Many of the methods employed and principles of control in the hard rock quarries are equally applicable in sand and gravel extraction. The major differences lie in the higher rate of land use and the extent of impact, owing to the relatively shallow depths of workings and the need for more immediate environmental control and restoration. Three types of instream sand and gravel mining are addressed, namely dry-pit and wet pit mining in the active channel and bar skimming or "scalping." In addition to instream sand and gravel mining the excavation of pits on the adjacent floodplain or river terraces are also addressed.

 

 

2.1.1 Dry-pit mining

Dry-pit refers to pits excavated on dry ephemeral streambeds and exposed bars with conventional bulldozers, scrapers and loaders.

 

2.1.2 Wet-pit mining

Wet-pit mining involves the use of a dragline or hydraulic excavator to remove sand or gravel from below the water table or in a perennial stream channel. In wet pits dewatering or partial dewatering is frequently undertaken to allow the site to be more easily excavated. The decision to dewater or not will depend on the deposit thickness, permeability of the sand and gravel, the use of the ground water aquifer and the intended after-use and restoration requirements

 

2.1.3 Bar skimming

Bar skimming or scalping requires scraping off the top layer from a gravel bar without excavating below the summer water level.

 

2.1.4 Pits on the adjacent floodplain or river terraces

Dry pits are located above the water table. Wet pits are below, depending on the elevation of the floodplain or terrace relative to the baseflow water elevation of the channel. The pits’ isolation from an adjacent active channel may be only short term. Sudden changes in channel course during a flood, or in the gradual migration may breach small levees and the channel will shift into the sand or gravel pits. Because floodplain pits can become integrated into the active channel, they should be regarded as instream pits if considered on a time scale of decades.

 

2.2 Impacts of sand mining / gravel extraction on instream and riparian habitat

 

2.2.1 Instream habitat

  1. Extraction of bed material in excess of natural replenishment by upstream transport

- This causes bed degradation, increases suspended sediment, sediment transport, water turbidity and sand/gravel siltation (USEPA, 1999). Gravel "armours" the bed, stabilising banks and bars, whereas removing this gravel causes excessive scour and sediment movement. High levels of sediment deposition create an unstable and continually changing environment that becomes unsuitable for many aquatic organisms (Wohl & Carline, 1996). The most likely effects of suspended sediments on fish include: reduction in light penetration and of photosynthesis in micro- and macrophytes, resulting in reduced food availability and plant biomass; reduced visibility of pelagic food; reduced availability of benthic food due to smothering; clogging of gillrakers and gill filaments (Bruton, 1985).

  1. Bed degradation changes the morphology of the channel.
  2. - Sand or gravel extraction causes a diversion or a high potential for diversion of flow through the gravel removal site. Mined areas that show decreased depth of surface flow could result in migration blockages for fish during low flows. When water does not cover much of the streambed, the amount of viable substrate for aquatic organisms is limited. In high-gradient streams, riffles and cobble substrate are exposed; in low gradient streams, the decrease in water level exposes logs and snags, thereby reducing the areas of good habitat. Even if the gravel extraction activity is conducted away from the active river channel during low water periods, substrate stability, channel morphology and channel pattern outside the excavated area’s perimeter could be affected during subsequent high water events

    - As active channels naturally meander, the channel may migrate into the excavated area. Also, ponded water isolated from the main channel may strand entrapped fish carried there during high water events. Fish in these ponded areas could experience higher temperatures, lower dissolved oxygen, increased predation compared to fish in the main channel, and desiccation as the area dries out (USEPA, 1999).

  3. Operation of heavy equipment in the channel bed
  4. - Can directly destroy spawning habitat for fish and macroinvertebrate habitat, and produce increased turbidity and suspended sediment downstream (NMFS, 1998).

  5. Altering channel hydraulics
  6. - Stockpiles and overburden left in the floodplain can alter channel hydraulics during high flows (NMFS, 1998).

  7. Removal or disturbance of instream roughness elements during gravel extraction activities

- It negatively affects both quality and quantity of instream habitat. Instream roughness elements, particularly large woody debris, play a major role in providing structural integrity to the stream ecosystem. These elements are important in controlling channel morphology and stream hydraulics, in regulating the storage of sediments, gravel and particulate organic matter, and in creating and maintaining habitat diversity and complexity (Roth et al., 1996).

 

2.2.2 Riparian habitat

  1. Destruction of the riparian zone

- The riparian zone includes stream banks, riparian vegetation and vegetative cover. It serves as buffer to pollutants entering a stream from runoff, controls erosion, and provides habitat and nutrient input into the stream (Osborne & Kovacic, 1993; Wohl & Carline, 1996). Destruction of the riparian zone during sand / gravel extraction operations can have multiple deleterious effects on instream habitat. Damaging any one of these elements can cause stream bank destabilisation, resulting in increased erosion, sediment and nutrient inputs, and reduced shading and bank cover leading to increased stream temperatures (Roth et al., 1996).

 

  1. Lowered floodplain groundwater because of lowered level channel water
  2. - Riparian vegetation reliant on the groundwater will subsequently be stressed and can result in the destruction thereof (NMFS, 1998).

  3. Permanent flooding or ponded water
  4. - Can occur when gravel/sand is removed to certain depths which will result in long-term loss of riparian vegetation.

    - Loss of vegetation also occurs when sand/gravel removal results in a significant shift of the river channel that subsequently causes annual or frequent flooding into the disturbed site (NMFS, 1998).

  5. Destruction of riparian vegetation
  6. - Caused by heavy equipment, processing plants and gravel stockpiles at or near the extraction site

    - Heavy equipment also causes soil compaction, thereby increasing erosion by reducing soil infiltration and causing overland flow (NMFS, 1998).

  7. Disturbing the natural hydraulics of the riparian zone during infrequent elevated flow levels (1 in 3 or 5 year events)
  8. - Caused by temporary bridges and mounds of soil overburden and sand. In such cases water, with important nutrient and silt loads, may be prevented from being deposited on riparian terraces downstream of the disturbance. This can significantly impact on the recruitment of certain species which are reliant on these events for their long-term persistence on these terraces. In other words a generation of recruitment may be lost causing a gap in the population structure which can be exploited by other species, commonly exotics (Warren & Pardew, 1998).

  9. Removal of large woody debris from the riparian zone
  10. - It negatively affects the plant community, because large woody debris is important in protecting and enhancing recovering vegetation in streamside areas (Roth et al., 1996).

  11. Reduced vegetative bank cover
  12. - Caused by portions of incised or undercut banks that may be removed during sand/gravel extraction, resulting in reduced shading and increased water temperatures.

    - Can also result in rapid bed degradation which may induce bank collapse and erosion by increasing the heights of banks (NMFS, 1998).

  13. Destabilising banks and increased sediment inputs

 

 

 

 

 

 

 

3. TO ALLOW SAND MINING / GRAVEL EXTRACTION OPERATIONS IN A CERTAIN ECOLOGICAL MANAGEMENT CLASS?

Based on the approach followed in the Water Act (No 36 of 1998), the level of protection of a resource will depend on the ecological management class assigned to the water resource. Criteria for assigning a class to a resource include:

Several protocols have been suggested for assigning an ecological management class which will again depend on the reserve method used (planning estimate, preliminary -, comprehensive reserve). At this stage, aquatic resources have not been classified according to a protection based classification system, neither has a comprehensive determination of the ecological importance and sensitivity (in general and in terms of specific forms of water use) of the various aquatic resources been done. It is the eventual and desirable approach that will be developed and followed as soon as all the information requirements have been met and methodologies have been developed. This will be done as the Water Act is implemented, in a phased progressive manner.

Information requirements are likely to include an assessment of the sensitivity of different rivers to particular forms of water use. In the case of sand mining / gravel extraction it means that irrespective of the ecological management class, a river will be assessed based on its sensitivity to this kind of activity. The reason being that an impact which poses only a slight risk to a particular ecosystem in one geographical region may result in a much higher risk in another geographical region, depending on the resilience of the adapted ecosystem, the background quality of the water, and the natural flow regime.

Once the management class of the river has been decided on, an activity or impact that would change its status to a lower class may not be permitted, particularly if it is in conflict with the requirements of protection of basic human needs and ecological integrity.

 

3.1 Maintaining a river in an ecological management class

In order to determine whether a river will remain in its ecological management class if an activity like sand mining / gravel extraction takes place in a certain type of river at a certain level of intensity, the following needs to be addressed:

The sensitivity of a particular river to a specific activity, i.e. sand mining / gravel extraction must be established. For this purpose a system will need to be developed to assess the sensitivity of a river to sand mining / gravel extraction.

 

3.2 Determining the sensitivity of a river or section of a river to a specific activity

Based on the results of an assessment which makes use of the procedure indicated in (a) - (e), a conclusion can be made as to the sensitivity of the particular aquatic system to sand mining / gravel extraction. This will provide an indication as to the controls that can be put in place to protect instream and riparian components of the aquatic ecosystem.

The following information requirements are necessary in such a system:

  1. Ecoregion typing up to a desired level will be required.
  2. Specific information on the geology, i.e. the presence of sand / gravel deposits (can be obtained from 1:250 000 geological maps).
  3. Specific information on the catchment and river, such as slopes, hydrology, land cover, land use and erodability (i.e. information that relates to the fluvial geomorphology of the river)
  4. A rating system for the ecological importance of the river (from which can be derived the ecological management class).
  5. A rating system for the sensitivity of instream and riparian habitats and biota to the effects of sand mining.

Considering that it may take some time before methods for the above are in place, certain interim measures must in the mean while be established for determining the sensitivity of a particular river to sand mining / gravel extraction.

 

3.3 Proposed interim measures for the preliminary assessment of ecologically important and sensitive areas

The following is a proposed interim measure for the preliminary determination of ecological important and sensitive areas. It is further proposed that this interim measure be used until such time that the necessary procedures and methods have been developed and adopted.

The proposed procedure makes use of available published information which will generally indicate the ecological sensitivity of a resource. Due to the possibility that the published information is not necessarily always accurate and not specifically designed for the purpose it will be used for, such an approach can in particular cases be either under-protective or over-protective.

Areas of ecological importance and sensitivity include:

 

 

It should however be emphasised that situations will exist where the resource may be so important or sensitive that authorisation of a particular activity or impact, may not be a viable option. In such situations, subject to the considerations of Section 27, it may be decided that no activities or operations will be allowed to take place.

 

 

4. Considerations and conditions when authorising sand mining / gravel extraction operations

In Chapter 4 of the National Water Act (Act 36 of 1998), general principles for regulating water use are set out. The definition of water use is a broad one and includes taking and storing water, activities which reduce stream flow, waste discharges and disposals, controlled activities, altering a water course, removing water found underground for certain purposes, and recreation. Of specific relevance to sand mining / gravel extraction operations, is section 21 (c) and (i): impeding or diverting the flow in a watercourse or altering the bed, banks, course or characteristics of a watercourse. In general a water use must be licensed unless it is listed in Schedule I, is an existing lawful use, is permissible under a general authorisation, or if a responsible authority waives the need for a license

According to section 29(1) of the Water Act (Act 36 of 1998), a responsible authority may attach conditions to every general authorisation or license.

 

    1. Fundamental considerations

The following are fundamental considerations that must always be taken into consideration in all sand mining / gravel extraction operations:

 

4.2 Standard conditions

Standard conditions that are proposed to be part of any sand mining or gravel extraction operation include:

 

4.3 Specific conditions for instream and riparian habitat

Control measures specifically associated with the instream habitat, adjacent floodplain or terraces and riparian zone that have to be taken into consideration when considering an authorisation for sand mining or gravel extraction are briefly discussed below (NMFS, 1998).

 

4.3.1 Instream habitat

a) Gravel bar skimming

Gravel bar skimming or "scalping" should only be allowed under restricted conditions:

b) Floodplain pits to be considered as instream pits

Because the active channel can shift into the floodplain pits, it is recommended that the pits be considered as potentially instream when viewed on a time scale of decades.

c) Limitation to quantities of sand or gravel removal

Quantities should be strictly limited so that gravel recruitment and accumulation rates are sufficient to avoid extended impacts on channel morphology and instream habitat. Although conceptually simple, annual sand/gravel recruitment to a particular site is highly variable and not well understood.

d) Removal or disturbance of instream roughness elements

Instream roughness elements, particularly large woody debris, are critical to stream ecosystem functioning:

e) Potential toxic sediment contaminants

 

4.3.2 Riparian habitat

a) Minimise or avoid damage to stream/river banks and riparian habitats

Sand/Gravel extraction operations should be managed to avoid or minimise damage to stream/river banks and riparian habitats

 

  1. STATUATORY REQUIREMENTS

It is accepted that effective resource management cannot be done in isolation – a fact which is acknowledged by the Department. The Department therefore pursues approaches towards coordination and integration where possible, which has led to coordinated regulatory systems.

A regulatory system consists of both statutory and non-statutory components. In the Sectoral-specific strategy for prospecting and mining, the Department participates within an integrated environmental management system which is administered in terms of the Minerals Act, 1991 (Act 50 of 1991). This approach enables the Department, inter alia, to gain insight into and control mines that could adversely affect the water environment which is not possible within the Department’s regulatory system (DWAF, 1996b).

Other Acts dealing with matters relating to the conservation and protection of the environment and which a holder of a mining authorisation must also take cognisance of, include inter alia, the following:

-------------------------------------

Present Status

*Water Act, 1998 (Act 36, 1998)

**Draft Bill has been approved

 

 

6. CONCLUSION

Little is known internationally about the environmental impacts of aggregate mining in rivers. The mere nature however of these mining operations, namely the extraction of alluvial material from within or near a streambed, has a direct impact on the stream’s physical habitat characteristics and consequently the biota. Obtaining an increased understanding of the potential impacts of these mining activities on aquatic resources, will allow water quality managers and decision-makers to make more informed decisions when issuing water use authorisations.

 

ACKNOWLEDGEMENTS

The following people are thanked for very useful discussions and comments on the document:

Dr J S V Reddering, Dr R Wadeson, Mr N Kemper, Mr L van den Berg,

Dr H MacKay, Dr D van Driel, Ms T Belcher, Mr D Grobler and Mr D Weston.

 

REFERENCES

Bruton, M.N. 1985. The effects of suspensoids on fish. Hydrobiologia, 125, 221-241.

Department of Environmental Affairs and Tourism. 19 .

Department of Mineral and Energy Affairs, 1992. Aide Memoire for the Preparation of Environmental Management Programme Reports for Prospectig and Mining. Department of Mineral and Energy Affairs, South Africa.

Department of Water and Sanitation. 1991: Water Quality Management Policies and Strategies in the RSA. Department of Water and Sanitation, South Africa.

Department of Water and Sanitation. 1994. White Paper on the Water Supply and Sanitation Policy. . Department of Water and Sanitation, Pretoria, South Africa.

Department of Water and Sanitation. 1996 (a). South African Water Quality Guidelines. Volume 7: Aquatic Ecosystems. Department of Water and Sanitation, Pretoria, South Africa.

Department of Water and Sanitation. 1996 (b). Operational Guideline for Control over the Alteration in the Course of a Public Stream. Water Quality Management Series. Department of Water and Sanitation, South Africa.

Department of Water and Sanitation. 1997. White Paper on a National Water Policy for South Africa. Department of Water and Sanitation, Pretoria. South Africa.

Department of Water and Sanitation. 1998. National Water Act of South Africa, Act 36 of 1998. Department of Water and Sanitation, Pretoria, South Africa.

Department of Mineral and Energy Affairs, 1998. Standard Environmental Management Programme for the Mining of Sand from a River, Stream, Dam or Pan. Mine Rehabilitation, Department of Mineral and Energy Affairs, South Africa.

Department of Water and Sanitation. 1999. Resource Directed Measures for Protection of Water Resources. Integrated Report. First Draft: January 1999. Institute for Water Quality Studies, Department of Water and Sanitation, Pretoria, South Africa.

Karr, J.R. 1996. Ecological integrity and ecological health are not the same. In: C. Schulze (ed.). Engineering within ecological constraints. Washington DC:National Academy Press.

Kleynhans, C.J. 1996. A qualitative procedure for the assessment of the habitat integrity status of the Luvuvhu River (Limpopo system, South Africa). Journal of Aquatic Ecosystem Health, 5, 41-54.

MacKay, H. 1998: Towards a Classification System for Water Resources in South Africa. Institute for Water Quality Studies. Internal Report. Department of Water and Sanitation, Pretoria, South Africa.

NMFS. 1998. National Marine Fisheries Service (NMFS) National Gravel Extraction Policy. Internet document: http://swr.ucsd.edu/hcd/gravelsw.htm.

O’Keeffe, J.H (ed). 1986. The conservation status of South African Rivers. South African National Scientific Programmes Report no 131 (1986) 1-6. South Africa.

Osborne, L.L. & D.A Kovacic. 1993. Riparian vegetated buffer strips in water-quality restoration and stream management. Freshwater Biology, 29, 243-258.

Rabie, M.A., P.E. Blignaut & L.P. Fatti. 1994. Mountains. In: Fuggle, R.F. & M.A. Rabie (eds). Environmental Management in South Africa. South Africa:Juta. 823pp.

River Health Programme. 1998: State of the Crocodile River, Mpumalanga. A report of the South African River Health Programme (RHP), sub-programme of the National Aquatic Ecosystem Biomonitoring Programme (NAEBP), Pretoria, South Africa.

Roth, N.E., J.D. Allen & D.L. Erickson. 1996. Landscape influences on stream biotic integrity assessed at multiple spatial scales. Landscape Ecology, 11(3), 141-156.

Skelton, P.H. , 1987. South African Red Data Book – Fishes. CSIR, SANSP, Report 137. South Africa.

Smith, M.R. & L. Collis (eds.) 1993: Aggregates. Sand, gravel and crushed rock aggregates for construction purposes. Second Edition. The Geological Society of London.

USEPA. 1999. A Workshop on a Technique for Assessing Stream Habitat Structure for Nonpoint-Source Evaluations. Internet document: http://www.epa.gov/owowwtr1/watershed/Proceed/barbour.html

Warren, M.L. & Pardew, M.G. 1998. Road Crossings as Barriers to Small-Stream Fish Movement. Transactions of the American Fisheries Society, 127, 637-644.

Wohl, N.E. and R.F. Carline. 1996. Relations among riparian grazing, sediment loads, macroinvertebrates, and fishes in three central Pennsylvania streams. Canadian Journal of Fish and Aquatic Science. 53(suppl.1): 260-266.

Zwartkops River Newsletter. 1996. Newsletter of the Zwartkops River Water Resources Management Plan. Edition 3, second quarter. South Africa.