Towards A Classification System for Water Resources in South Africa

 

H M MacKay

Institute for Water Quality Studies, Department of Water and Sanitation and Forestry

May 1998

Revised July 1999

 

 

1. PROTECTION POLICY FRAMEWORK

Some, For All, Forever

The goal for water resource management and service provision in South Africa is captured in the succinct statement "Some, for all, forever". This provides the context and motivation for the protection of water resources:

Some This indicates a recognition that water is a finite, though regenerating resource; that we must limit our demands on water resources; and that we must ensure careful and efficient utilisation of water resources.

For all This indicates a fundamental commitment to equitable utilisation. It is accepted that water resources will be utilised, for domestic consumption, for industrial and agricultural development and production, and for recreation, in ways which will benefit all the people of South Africa.

Forever This acknowledges the commitment to sustainable management: the willingness to balance the needs for long term access to the resource, against the needs for short term development and utilisation. From this commitment comes the responsibility to protect the ability of water resources to sustain long term utilisation. This requires protection of the structure, integrity and function of aquatic ecosystems.

If water, and the services provided by water resources, are to be available to people on an equitable basis in the long term (forever), then water resources require protection. This policy is founded on, and guided by the Water Law Principles accepted by the South African Cabinet in November 1996.

 

Water as a Renewable Natural Resource

We have been used to thinking about water as a commodity, something which is contained in rivers, lakes and groundwater, stored in dams and reservoirs, transported in pipes and canals, and purchased for various uses and services, such as drinking water, irrigation or industrial processes. We need to broaden our view, and see that in fact, the water itself is only one part of a large and complex ecosystem. It is this larger ecosystem which provides us, not only with the water which we see as a commodity, but also with many other services and benefits.

Some of the services provided by water resources, which are encompassed in our definition of utilisation, are:

Almost all of the services provided by utilisation of water resources rely on natural hydrological, biological and ecological processes, and require at least some degree of maintenance of the natural structure and character of aquatic ecosystems. As "renewable natural resources", water resources have a certain amount of resilience to the pressures and demands of utilisation. This resilience allows water resources to be utilised on a continuous basis, as long as the demands are not too great.

If a water resource is over-utilised or allowed to degrade too far, (ie too much water is taken out, too much waste is put in, natural shape and structure are modified too greatly by erosion, sedimentation or habitat degradation), then the water ecosystem loses resilience and begins to break down. The ecological integrity of the resource can be damaged: once this happens, the capability of the resource to meet people's demands for utilisation can be reduced, or possibly even lost altogether. If the utilisation of water resources remains at a level within the limits which can protect ecological resilience, then that level of utilisation can be sustained indefinitely.

In many cases in South Africa, our water resources have already been modified by utilisation and development, and no longer remain in their natural ecological state. A water resource does not have to be in a pristine or untouched state to have ecological integrity; even modified aquatic ecosystems can have the resilience which makes them renewable resources, so long as we manage them in such a way that we either maintain or rehabilitate a certain level of ecological function and integrity.

 

A New Perspective on Water Resources

The fact that water is a renewable natural resource means that we need to change the way in which we perceive and value our water resources. This new perspective has two major implications for water resource management. First, we need to see a water resource not just as the commodity water, but as the whole ecosystem, of which water is one component. The ecological integrity which gives a water resource its resilience is an essential component of the value of the resource. This leads us to a new and broader definition of a water resource:

A water resource is an ecosystem which includes the physical or structural aquatic habitats (both instream and riparian), the water, the aquatic biota, and the physical, chemical and ecological processes which link habitats, water and biota.

Second, we need to recognise and respect the limits to the degree of utilisation which can be sustained by a water resource before resilience is lost. Resilience in turn depends on maintaining a certain base level of ecological integrity and function. This level, which we call the Resource Base, is critical to the capability of water resources to sustain utilisation, and must be protected.

In recognition of the importance of the Resource Base, the Water Law Principles identify a "Reserve", which will give effect to the policy for protection. The Reserve is intended to protect the resilience of water resources, in order that basic human needs can be met (eg human health and safety and domestic water supply,) and ecological functions and processes can be sustained.

The Reserve is defined in terms of:

which are needed to protect basic human needs, and the structure and function of ecosystems so as to secure ecologically sustainable development and utilisation.

 

From Water Quality to Resource Quality

In order to reflect a new and broader perspective on water resources, the term "water resource quality" is used, rather than simply "water quality." This is a reminder that all components of aquatic ecosystems - the water environment - must function properly if we are to reach the goal of "some for all, forever."

 

 

 

2. POLICY IMPLEMENTATION

Finding the Balance

The responsibility for management of water resources includes a responsibility to protect the users of water resources, which in turn requires protection of water resources from over-utilisation or impacts which cause degradation.

Hence the concept of protection encompasses

Sustainable utilisation requires achievement of a balance between an acceptable level of long term protection of water resources and water users, and society's present requirements for economic growth and development. The total prevention of pollution, while an ideal for which to strive in the long term, is not practical in the short to medium term, since neither the emission of waste to the water environment, nor the impacts of land uses on the water environment, can be prevented entirely. However, they can and must be managed and regulated to achieve adequate long term protection of water resource quality. This is the aim of the resource protection policy.

Implementation of the policy rests on the combined use of four types of regulatory activities:

 

 

3. RESOURCE DIRECTED MEASURES: RESOURCE QUALITY OBJECTIVES

Resource Quality Objectives

The Resource Quality Objectives for a water resource are a numerical or descriptive statement of the conditions which should be met in the receiving water resource, in terms of resource quality, in order to ensure that the water resource is protected.

Because they are a statement of water resource quality, and not just water quality, the Objectives have four critical components, to cover each of the aspects of ecological integrity which are necessary for protection of the Resource Base:

Resource Quality Objectives for a water resource are set on the basis of acceptable risk: that is, the less risk we are prepared to accept of damaging the Resource Base and possibly losing the services provided by the water resource, the more stringent would be the objectives. A higher risk to the Resource Base might be accepted, in return for greater short term utilisation, and then the Resource Quality Objectives would be set at less stringent levels.

 

The Scientific Basis for Objectives

Resource Quality Objectives are scientifically derived criteria, based on the best available scientific knowledge and understanding. They represent our best assessment of the resource quality which is necessary to provide a desired level of protection to a water resource, with a particular degree of assurance or risk. Resource Quality Objectives would be derived for individual water resources, such as river reaches, sub-catchments, estuaries, coastal marine waters, wetlands or groundwater resources, on the basis of formally accepted Department of Water and Sanitation policy statements, methodologies or publications.

For aquatic ecosystems, objectives can be derived which are based on measurement and understanding of the behaviour of ecosystems in field and laboratory conditions, and especially understanding of their behaviour under stress, induced by changes in water quantity, water quality or habitat integrity.

For recognised water users, the primary focus of objectives would be on water quality aspects. Objectives for water quality for recognised water users are based on scientific understanding of the direct physiological effects of changing water quality (such as effects on human health, or damage to a sensitive crop, or toxicity to livestock), or on assessment of economic impacts (such as the cost of increased water treatment, or the loss of productivity).

 

The Purpose and Application of Objectives

Once Resource Quality Objectives have been set for a resource, then those objectives would serve as a basis for water resource management. Objectives have a number of purposes in the context of resource management:

 

 

Setting Objectives on the Basis of Acceptable Risk

The need for caution, and the desire to prevent unintentional exceedance of the limits of sustainable utilisation, are recognised as cornerstones of the policy of protection. The approach which has been adopted is that of setting limits on the basis of acceptable risk. Hence the resource protection policy requires that quantifiable Resource Quality Objectives be set which reflect our understanding and acceptance of a particular level of risk of exceeding and possibly causing irreversible damage to a water resource.

The extent of the risk which we will accept is related to the value or importance which we place on a specific water resource. Some resources will have a very high value to us, whether because of their ecological importance and value, or because of their sensitivity to certain forms of utilisation, or because of a need to maintain long term reliability of the services provided. In such a case, we would set especially stringent Resource Quality Objectives, to minimise the risk of irreversible damage.

For other water resources, our short term needs for water or economic development might be so important or so urgent, that we would accept a greater risk of exceeding the "point of no return", and hence a greater risk of failure of the resource, in exchange for allowing more utilisation. However, the particular level of risk should be accepted by all stakeholders, including impacters and water users, with a clear and common understanding of the possible long term consequences.

Adopting a risk-based approach provides a nationally consistent basis for deciding on the acceptability of impacts, while at the same time allowing natural site-specific differences to be taken into account. It is the concepts of levels of risk, and levels of protection, which are nationally applicable, rather than the numerical objectives themselves. In only a few cases (such as for persistent toxic substances) would it be practical to set numerical objectives which would be applicable to all water resources of a particular class wherever they were in the country. A concentration which posed only a slight risk to a particular ecosystem in one geographical region may result in a much higher risk in another geographical region, depending on the resilience of the adapted ecosystem, the background quality of the water, and the natural flow regime.

 

Resource Quality Objectives and the Reserve

In the Water Law Principles, the Reserve is specifically identified as that water quantity and quality necessary to protect basic human needs, and aquatic ecosystems. The Resource Quality Objectives for a water resource are a rigorous numeric or descriptive statement of the requirements of the Reserve for that particular water resource, in measurable, enforceable terms.

It is especially important to note that the Reserve is not just the minimum water quantity, water quality, habitat and biotic integrity required for protection. For a water resource which is classified as being of high protection status, the Reserve would be set at a higher level, which would correspond to the idea of minimum risk and maximum caution. For a water resource in a lower protection class, the Reserve would be set at a level which should still afford protection to the resource, but without the benefit of the buffer which caution provides.

Yet to assume that a "higher" Reserve necessarily means that only a greater quantity of water is allocated to protection of the resource is somewhat simplistic. The assurance or reliability of water, especially under extreme climatic conditions, is just as critical an aspect of the Reserve as the quantity and quality.

 

4. PROTECTION-BASED CLASSIFICATION OF WATER RESOURCES

Depending on the level of risk which is acceptable, Resource Quality Objectives could be set at any level on a continuum between no protection at all (certain damage) and maximum protection (no risk). In practice, the decision on the level of protection which is desirable, the subsequent setting of objectives to reflect that decision, and the control and regulation of activities impacting on a water resource, can be streamlined and facilitated by the implementation of a protection-based classification system.

Under a national protection-based classification system, water resources can be grouped into classes representing different levels of protection. The risk which can be accepted in each class is related to the level of protection required for that class. This provides a nationally consistent basis and context for deciding on an acceptable level of short term risk, against the requirements for long term protection of a water resource. For water resources which are especially important, sensitive, or of high value, little or no risk would be acceptable, and they would be assigned a high protection class. In other cases, the need for short to medium term utilisation of a water resource may be more pressing: the resource would still be protected, but would be assigned a class which reflected a higher risk. In addition, certain activities or impacts would be regulated or controlled to a certain degree in each class. Some impacts might be prohibited entirely in the highest protection class.

A system comprising a few protection classes is recommended: the highest class, requiring the greatest level of protection, and allowing no risk to the Resource Base, would include "special" water resources of very high value. These might be special in terms of their conservation importance, or because they support very important and sensitive uses. (In some countries, the term "heritage rivers" is used to denote the highest class.) The lower classes would reflect slight risk, moderate risk or high risk of damage to the Resource Base, and the Resource Quality Objectives in each case would reflect the level of risk associated with the class.

Overall, the assignment of a specific class to a water resource gives a clear message to both users and impacters regarding the social, economic and ecological value of that water resource. Classification represents a vision of how people feel their water resource should be managed, in terms of resource quality.

 

The Process of Classifying a Resource and Setting Objectives

Classification of a water resource, and the subsequent derivation and setting of objectives, should ideally be undertaken in a formal process of negotiation and consensus-seeking among all stakeholders. Stakeholder groups which should be represented in this process include water user sectors, industrial sectors, agricultural sectors, public sectors, special interest groups, local and regional government, as well as other government departments responsible for resource development and for resource protection.

Through such a process, all stakeholders, including water users, impacters and the regulatory agency, can come to agreement on the level of protection which will be given to the resource, in full understanding of the implications for the degree of utilisation which can be sustained, and for the kinds of impacts which are acceptable.

Ideally, the process of classification and setting of objectives should be conducted within an integrated catchment management framework, and could be co-ordinated through the relevant catchment authority or management body. The representation of local interests in this process is very important; however, since water is managed as a national resource, there should also be representation of regional and national interests, perhaps through the formal participation of regional and national government and regulatory agencies.

 

5. PRACTICAL EXAMPLES OF CLASSIFICATION

The purpose of a classification system is to provide a set of nationally consistent rules to guide decision making about water resources - what we will allow to happen in our water resources, and what we will not. A national classification system allows transparency, accountability and long term goal-setting to be incorporated into water resources management. Water resources which need to be improved can be identified, and the necessary control measures can be implemented to meet the requirements associated with the assigned class.

A classification system need not be highly complex. In some countries, the terms "drinkable", "swimmable" and "fishable" are used to classify water resources: the water quality requirements would be most stringent for the "drinkable" class, and focused on microbiological contaminants in water. Immediately a class such as "drinkable", "swimmable" or "fishable" is assigned to a water resource, it is possible to set rules about what may be allowed to be discharged to the resource and what conditions must be maintained in the resource.

Table 1 shows an example of how classification of a water resource might be used to set water environment objectives which reflect an agreed balance between protection and utilisation. The new policy requires that the classification system should encompass resource quality, not just water quality, and so objectives for ecological aspects must be incorporated into classification, in the manner proposed in Table 1. The characteristics of the ecological integrity protection classes A through D are described in Table 3, and resource quality objectives can be derived in order to protect and maintain those characteristics. In a similar manner, the fitness for use classes shown in Table 2 can be used as a basis for deriving numerical objectives to maintain certain water quality characteristics.

The objectives for utilisation (water quantity, water quality and land use) would of necessity be set within the constraints of what would be suitable for the aquatic ecosystem: for example, a largely unmodified river could be assigned a class B status, but natural background conditions may be such that the water in the river would not meet, say, Class I irrigation objectives due to naturally high TDS. Nevertheless, the objectives for maintenance of ecological integrity at class B status would determine or constrain the activities which would be permitted and the human uses for which that river might be fit.

 

Table 1: A classification approach to balancing the requirements of protection and utilisation.

Water resource Ecosystem protection class Desired status for domestic use Desired status for agricultural (irrigation) use Desired status for recreational use Classification
River X, reach 1 A Class I Class II full contact AdIaIIrf
River X, reach 2 B Class II Class III intermediate contact BdIIaIIIrI
River X, reach 3 B Class II Class IV intermediate contact BdIIaIVrI

Thus River X, reach 2 would have a classification of BdIIaIIIri. This means that

B: the ecological integrity status of that reach would be maintained at class B (see Table 3)

dII: the water quality would be fit for domestic use with conventional treatment (see Table 2);

aIII: the water quality would be fit for irrigation of moderately tolerant crops, depending on site-specific soil conditions;

ri: the water resource would be fit for intermediate contact recreation.

Once these characteristics, related to the desired status of a water resource, have been decided, then numerical and narrative water environment objectives can be set for the reach in question, for flow, water quality, habitat integrity and biotic integrity, such that the desired ecological and fitness-for-use status can be achieved and maintained.

 

  1. PROPOSED CLASSIFICATION SYSTEM FOR WATER RESOURCES

The final, full classification system for water resources in South Africa will integrate the rules for ecosystem protection (4 classes A to D), the rules for protection of basic human needs (5 classes blue to purple, assuming basic treatment) and water users (recreation, agriculture, industry, bulk domestic supply). Three integrated management classes are proposed, as follows:

Class I: Special Water Resources

Class II: General Water Resources

Class III: "Hard-working" Water Resources

 

Table 2: Water quality "fitness for use" classes currently used in South Africa.

Water use Categorisation Description
Domestic Class 0 Water of ideal quality, which has no health or aesthetic effects and which is suitable for lifetime use without negative effects. No treatment necessary.
  Class I Water of good quality, suitable for lifetime use with few health effects. Aesthetic effects may be apparent. Home treatment will usually be sufficient.
  Class II Water which poses a definite risk of health effects, following long term or lifetime use. However, following short-term or emergency use, health effects are uncommon and unusual. Treatment will be required in order to render the water fit for continued use.
  Class III Water is unsuitable for use , especially by children and the elderly, as health effects are common. Conventional or advanced treatment necessary
Recreation Full contact Water is suitable for recreation which involves full body immersion and the likelihood of ingestion of water.
  Intermediate contact Water is suitable for activities such as water-skiing, canoeing, sailing, and those which involve paddling and wading, with only occasional immersion.
  Non-contact or aesthetic Water unsuitable for direct contact, but meets criteria for scenic and aesthetic appreciation.
Irrigation Class I No yield reduction for even the most sensitive crops.

Safe for surface application or foliar wetting systems.

Leaching fraction = 0.10

No impact on soils.

  Class II Yield of at least 95% for moderately sensitive crops.

Safe for surface application.

Leaching fraction = 0.10

No impact on moderately sensitive soils.

  Class III Yield of at least 90% for moderately tolerant crops.

Safe for surface application.

Leaching fraction = 0.15

Management practices required for sensitive soils.

  Class IV Yield of at least 80% for moderately tolerant crops.

No foliar wetting systems.

Leaching fraction = 0.20

Intensive management practices required for sensitive soils - not economical.

Stock watering Target guideline range No adverse effects on stock
  Outside target guideline range Adverse effects, depending on the specific constituent, the type of livestock, previous adaptation.
Aquaculture Target guideline range No adverse effects on aquaculture species
  Outside target guideline range Adverse effects, depending on the specific constituent, the species, previous adaptation.

Table 3: Proposed framework for setting ecological resource quality objectives on the basis of a classification system.

Class Water quantity Water quality Instream habitat Riparian habitat Biota
A Natural variability and disturbance regime: Allow negligible modification. Negligible modification from natural. Allow negligible risk to sensitive species. Within Aquatic Ecosystems TWQR for all constituents. Allow negligible modification from natural conditions. Depends on the instream flow and quality objectives which are set. Allow negligible modification from natural conditions. Control of land uses in the riparian zone in order to ensure negligible modification (eg no disturbance of vegetation within set distance from banks) Negligible modification from reference conditions should be observed (based on the use of a score or index such as SASS).
B Set instream flow requirements to allow only slight risk to especially intolerant biota. Use Aquatic Ecosystems TWQR and CEV to set objectives which allow only slight risk to intolerant biota. Allow slight modification from natural conditions. Depends on the instream flow and quality objectives which are set. Allow slight modification from natural conditions. May be slightly modified from reference conditions. Especially intolerant biota may be reduced in numbers or extent of distribution.
C Set instream flow requirements to allow only moderate risk to intolerant biota. Use Aquatic Ecosystems TWQR, CEV and AEV to set objectives which allow only moderate risk to intolerant biota. Allow moderate modification from natural conditions. Depends on the instream flow and quality objectives which are set. Allow moderate modification from natural conditions. May be moderately modified from reference conditions. Especially intolerant biota may be absent from some locations.
D Set instream flow requirements which may result in a high risk of loss of intolerant biota. Use Aquatic Ecosystems TWQR, CEV and AEV to set objectives which may result in high risk to intolerant biota. Allow a high degree of modification from natural conditions. Depends on the instream flow and quality objectives which are set. Allow a high degree of modification from natural conditions. May be highly modified from reference conditions. Intolerant biota unlikely to be present.